home *** CD-ROM | disk | FTP | other *** search
- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 93-1462
- --------
- CALIFORNIA DEPARTMENT OF CORRECTIONS, et
- al., PETITIONERS v. JOSE RAMON MORALES
- on writ of certiorari to the united states court
- of appeals for the ninth circuit
- [April 25, 1995]
-
- Justice Thomas delivered the opinion of the Court.
- In 1981, the State of California amended its parole
- procedures to allow the Board of Prison Terms to
- decrease the frequency of parole suitability hearings
- under certain circumstances. This case presents the
- question whether the application of this amendment to
- prisoners who committed their crimes before it was
- enacted violates the Ex Post Facto Clause. We conclude
- that it does not.
-
- I
- California twice has convicted respondent Jose Ramon
- Morales of murder. In 1971, the body of respondent's
- girlfriend, Gina Wallace, was found in an abandoned
- medical building. She had been shot in the head, neck,
- and abdomen; her right thumb had been amputated and
- her face slashed repeatedly. A bloody fingerprint near
- the body matched respondent's. A jury found respondent
- guilty of first-degree murder, and he was sentenced to
- life in prison.
- While serving his sentence at the State Training
- Facility in Soledad, California, respondent met Lois
- Washabaugh, a 75-year-old woman who had begun
- visiting inmates after gaining an interest in prison
- reform. Ms. Washabaugh visited respondent on numer-
- ous occasions, and respondent kept in contact with her
- through correspondence. Respondent's letters eventually
- expressed a romantic interest in Ms. Washabaugh, and
- the two were married some time after respondent's
- release to a halfway house in April 1980.
- On July 4, 1980, Ms. Washabaugh left her home and
- told friends that she was moving to Los Angeles to live
- with her new husband. Three days later, police officers
- found a human hand on the Hollywood Freeway in Los
- Angeles. Ms. Washabaugh was reported missing at the
- end of July, and fingerprint identification revealed that
- the hand was hers. Her body was never recovered.
- Respondent was subsequently arrested and found in pos-
- session of Ms. Washabaugh's car, purse, credit cards,
- and diamond rings.
- Respondent pleaded nolo contendere to the second-
- degree murder of Ms. Washabaugh. He was sentenced
- to a term of 15 years to life, but became eligible for
- parole beginning in 1990. As required by California law,
- see Cal. Penal Code Ann. 3041 (West 1982), the Board
- of Prison Terms (the Board) held a hearing on July 25,
- 1989, to determine respondent's suitability for parole.
- California law required the Board to set a release date
- for respondent unless it found that -the public safety
- requires a more lengthy period of incarceration for this
- individual.- 3041(b). The Board found respondent un-
- suitable for parole for numerous reasons, including the
- heinous, atrocious, and cruel nature of his offense; the
- mutilation of Ms. Washabaugh during or after the
- murder; respondent's record of violence and assaultive
- behavior; and respondent's commission of his second
- murder while on parole for his first. Supplemental App.
- to Pet. for Cert. 45.
- Under the law in place at the time respondent
- murdered Ms. Washabaugh, respondent would have been
- entitled to subsequent suitability hearings on an annual
- basis. 1977 Cal. Stats., ch. 165, 46. In 1981, however,
- the California Legislature had authorized the Board to
- defer subsequent suitability hearings for up to three
- years if the prisoner has been convicted of -more than
- one offense which involves the taking of a life- and if
- the Board -finds that it is not reasonable to expect that
- parole would be granted at a hearing during the follow-
- ing years and states the bases for the finding.- Cal.
- Penal Code Ann. 3041.5(b)(2) (West 1982). In light of
- the considerations that led it to find respondent unsuit-
- able for parole, and based on its conclusion that a longer
- period of observation was required before a parole
- release date could be projected, the Board determined
- that it was not reasonable to expect that respondent
- would be found suitable for parole in 1990 or 1991.
- Pursuant to the 1981 amendment, the Board scheduled
- the next hearing for 1992.
- Respondent then filed a federal habeas corpus petition
- in the United States District Court for the Central
- District of California, asserting that he was being held
- in custody in violation of the Federal Constitution. See
- 28 U. S. C. 2254. Respondent argued that as applied
- to him, the 1981 amendment constituted an ex post facto
- law barred by Article I, 10, of the United States
- Constitution. The District Court denied respondent's
- habeas petition, but the United States Court of Appeals
- for the Ninth Circuit reversed. 16 F. 3d 1001 (1994).
- Because -a prisoner cannot be paroled without first
- having a parole hearing,- the Court of Appeals concluded
- that -any retrospective law making parole hearings less
- accessible would effectively increase the [prisoner's]
- sentence and violate the ex post facto clause.- Id., at
- 1004. The Court of Appeals accordingly held that the
- Board was constitutionally constrained to provide
- respondent with annual parole suitability hearings, as
- required by the law in effect when he committed his
- crime. Id., at 1006.
- We granted certiorari, 512 U. S. ___ (1994), and we
- now reverse.
-
- II
- Article I, 10, of the Constitution forbids the States
- from passing any -ex post facto Law.- In Collins v.
- Youngblood, 497 U. S. 37, 41 (1990), we reaffirmed that
- the Ex Post Facto Clause incorporated -a term of art
- with an established meaning at the time of the framing
- of the Constitution.- In accordance with this original
- understanding, we have held that the Clause is aimed
- at laws that -retroactively alter the definition of crimes
- or increase the punishment for criminal acts.- Id., at 43
- (citing Calder v. Bull, 3 Dall. 386, 391-392 (1798)
- (opinion of Chase, J.); Beazell v. Ohio, 269 U. S. 167,
- 169-170 (1925)).
- The legislation at issue here effects no change in the
- definition of respondent's crime. Instead, the question
- before us is whether the 1981 amendment to 3041.5
- increases the -punishment- attached to respondent's
- crime. In arguing that it does, respondent relies chiefly
- on a trilogy of cases holding that a legislature may not
- stiffen the -standard of punishment- applicable to crimes
- that have already been committed. See Lindsey v.
- Washington, 301 U. S. 397, 401 (1937); Miller v. Florida,
- 482 U. S. 423 (1987); Weaver v. Graham, 450 U. S. 24
- (1981).
- In Lindsey, we established the proposition that the
- Constitution -forbids the application of any new punitive
- measure to a crime already consummated.- 301 U. S.,
- at 401. The petitioners in Lindsey had been convicted
- of grand larceny, and the sentencing provision in effect
- at the time they committed their crimes provided for a
- maximum sentence of -not more than fifteen years.- Id.,
- at 398. The applicable law called for sentencing judges
- to impose an indeterminate sentence up to whatever
- maximum they selected, so long as it did not exceed 15
- years. Id., at 398, 400. Before the petitioners were sen-
- tenced, however, a new statute was passed that required
- the judge to sentence the petitioners to the 15-year
- maximum; under the new statute, the petitioners could
- secure an earlier release only through the grace of the
- parole board. Id., at 398-399. We held that the
- application of this statute to petitioners violated the Ex
- Post Facto Clause because -the measure of punishment
- prescribed by the later statute is more severe than that
- of the earlier.- Id., at 401.
- Weaver and Miller held that the Ex Post Facto Clause
- forbids the States from enhancing the measure of
- punishment by altering the substantive -formula- used
- to calculate the applicable sentencing range. In Weaver,
- the petitioner had been sentenced to 15 years in prison
- for his crime of second-degree murder. Both at the time
- of his crime and at the time his sentence was imposed,
- state statutes provided a formula for mandatory reduc-
- tions to the terms of all prisoners who complied with
- certain prison regulations and state laws. The statute
- that the petitioner challenged and that we invalidated
- retroactively reduced the amount of -gain time- credits
- available to prisoners under this formula. Though the
- statute preserved the possibility that some prisoners
- might win back these credits if they convinced prison
- officials to exercise their discretion to find that they
- were especially deserving, see 450 U. S., at 34, n. 18, we
- found that it effectively eliminated the lower end of the
- possible range of prison terms. Id., at 26-27, 31-33.
- The statute at issue in Miller contained a similar defect.
- The Florida sentencing scheme had established -pre-
- sumptive sentencing ranges- for various offenses, which
- sentencing judges were required to follow in the absence
- of -clear and convincing reasons- for a departure. At
- the time that the petitioner in Miller committed his
- crime, his presumptive sentencing range would have
- been 3- to 4- years. Before his sentencing, however,
- the state legislature altered the formula for establishing
- the presumptive sentencing range for certain sexual
- offenses by increasing the -primary offense points-
- assigned to those crimes. As a result, petitioner's
- presumptive range jumped to 5- to 7 years. We held
- that the resulting increase in the -quantum of punish-
- ment- violated the Ex Post Facto Clause. 482 U. S., at
- 433-434.
- Respondent insists that the California amendment
- before us is indistinguishable from the legislation at
- issue in Lindsey, Weaver, and Miller, and he contends
- that those cases control this one. We disagree. Both
- before and after the 1981 amendment, California
- punished the offense of second-degree murder with an
- indeterminate sentence of -confinement in the state
- prison for a term of 15 years to life.- Cal. Penal Code
- Ann. 190 (West 1982). The amendment also left
- unchanged the substantive formula for securing any
- reductions to this sentencing range. Thus, although 15
- years was the formal -minimum- term of confinement,
- respondent was able to secure a one-third -credit- or
- reduction in this minimum by complying with prison
- rules and regulations. See ibid.; 2931. The amend-
- ment had no effect on the standards for fixing a prison-
- er's initial date of -eligibility- for parole, see In re
- Jackson, 39 Cal. 3d 464, 476, 703 P. 2d 100, 108 (1985),
- or for determining his -suitability- for parole and setting
- his release date, see Cal. Penal Code Ann. 3041,
- 3041.5 (West 1982).
- The 1981 amendment made only one change: it intro-
- duced the possibility that after the initial parole hear-
- ing, the Board would not have to hold another hearing
- the very next year, or the year after that, if it found no
- reasonable probability that respondent would be deemed
- suitable for parole in the interim period. 3041.5(b)(2).
- In contrast to the laws at issue in Lindsey, Weaver, and
- Miller (which had the purpose and effect of enhancing
- the range of available prison terms, see Miller, supra, at
- 433-434), the evident focus of the California amendment
- was merely -`to relieve the [Board] from the costly and
- time-consuming responsibility of scheduling parole hear-
- ings'- for prisoners who have no reasonable chance of
- being released. In re Jackson, 39 Cal. 3d, at 473, 703
- P.2d, at 106 (quoting legislative history). Rather than
- changing the sentencing range applicable to covered
- crimes, the 1981 amendment simply -alters the method
- to be followed- in fixing a parole release date under
- identical substantive standards. See Miller, supra, at
- 433 (contrasting adjustment to presumptive sentencing
- range with change in -the method to be followed in
- determining the appropriate sentence-); see also Dobbert
- v. Florida, 432 U. S. 282, 293-294 (1977) (contrasting
- change in the -quantum of punishment- with statute
- that merely -altered the methods employed in determin-
- ing whether the death penalty was to be imposed-).
-
- III
- Respondent nonetheless urges us to hold that the Ex
- Post Facto Clause forbids any legislative change that has
- any conceivable risk of affecting a prisoner's punishment.
- In his view, there is -no principled way to determine
- how significant a risk of enhanced confinement is to be
- tolerated.- Brief for Respondent 39. Our cases have
- never accepted this expansive view of the Ex Post Facto
- Clause, and we will not endorse it here.
- Respondent's approach would require that we invali-
- date any of a number of minor (and perhaps inevitable)
- mechanical changes that might produce some remote
- risk of impact on a prisoner's expected term of confine-
- ment. Under respondent's approach, the judiciary would
- be charged under the Ex Post Facto Clause with the
- micromanagement of an endless array of legislative
- adjustments to parole and sentencing procedures,
- including such innocuous adjustments as changes to the
- membership of the Board of Prison Terms, restrictions
- on the hours that prisoners may use the prison law
- library, reductions in the duration of the parole hearing,
- restrictions on the time allotted for a convicted defend-
- ant's right of allocution before a sentencing judge, and
- page limitations on a defendant's objections to presen-
- tence reports or on documents seeking a pardon from
- the governor. These and countless other changes might
- create some speculative, attenuated risk of affecting a
- prisoner's actual term of confinement by making it more
- difficult for him to make a persuasive case for early
- release, but that fact alone cannot end the matter for ex
- post facto purposes.
- Indeed, contrary to the approach advocated by re-
- spondent, we have long held that the question of what
- legislative adjustments -will be held to be of sufficient
- moment to transgress the constitutional prohibition-
- must be a matter of -degree.- Beazell, 269 U. S., at
- 171. In evaluating the constitutionality of the 1981
- amendment, we must determine whether it produces a
- sufficient risk of increasing the measure of punishment
- attached to the covered crimes. We have previously
- declined to articulate a single -formula- for identifying
- those legislative changes that have a sufficient effect on
- substantive crimes or punishments to fall within thee
- constitutional prohibition, see id., at 171, and we have
- no occasion to do so here. The amendment creates only
- the most speculative and attenuated possibility of
- producing the prohibited effect of increasing the measure
- of punishment for covered crimes, and such conjectural
- effects are insufficient under any threshold we might
- establish under the Ex Post Facto Clause. See Dobbert,
- 432 U. S., at 294 (refusing to accept -speculation- that
- the effective punishment under a new statutory scheme
- would be -more onerous- than under the old one).
- First, the amendment applies only to a class of
- prisoners for whom the likelihood of release on parole is
- quite remote. The amendment enabled the Board to
- extend the time between suitability hearings only for
- those prisoners who have been convicted of -more than
- one offense which involves the taking of a life.- Cal.
- Penal Code Ann. 3041.5(b)(2) (West 1982). The
- California Supreme Court has noted that about 90% of
- all prisoners are found unsuitable for parole at the
- initial hearing, while 85% are found unsuitable at the
- second and subsequent hearings. In re Jackson, 39 Cal.
- 3d, at 473, 703 P. 2d, at 105. In light of these num-
- bers, the amendment -was seen as a means `to relieve
- the [Board] from the costly and time-consuming responsi-
- bility of scheduling parole hearings for prisoners who
- have no chance of being released.'- Ibid. (quoting
- legislative history).
- Second, the Board's authority under the amendment is
- carefully tailored to that end. The amendment has no
- effect on the date of any prisoner's initial parole suit-
- ability hearing; it affects the timing only of subsequent
- hearings. Accordingly, the amendment has no effect on
- any prisoner unless the Board has first concluded, after
- a hearing, not only that the prisoner is unsuitable for
- parole, but also that -it is not reasonable to expect that
- parole would be granted at a hearing during the follow-
- ing years.- Cal. Penal Code Ann. 3041.5(b)(2) (West
- 1982). -This is no arbitrary decision,- Morris v. Castro,
- 166 Cal. App. 3d 33, 38, 212 Cal. Rptr. 299, 302 (1985);
- the Board must conduct -a full hearing and review- of
- all relevant facts, ibid., and state the bases for its
- finding. Cal. Penal Code Ann. 3041.5(b)(2) (West 1982).
- Though California law is not entirely clear on this point,
- the reliability of the Board's determination may also be
- enhanced by the possibility of an administrative appeal.
- See Tit. 15, Cal. Code of Regulations, 2050 (1994).
- Moreover, the Board retains the authority to tailor the
- frequency of subsequent suitability hearings to the
- particular circumstances of the individual prisoner. The
- default requirement is an annual hearing, but the Board
- may defer the next hearing up to two years more
- depending on the circumstances. Cal. Penal Code Ann.
- 3041.5(b)(2) (West 1982). Thus, a mass murderer who
- has participated in repeated violent crimes both in
- prison and while on parole could perhaps expect a 3-
- year delay between suitability hearings, while a prisoner
- who poses a lesser threat to the -public safety,- see
- 3041(b), might receive only a 2-year delay. In light of
- the particularized findings required under the amend-
- ment and the broad discretion given to the Board, the
- narrow class of prisoners covered by the amendment
- cannot reasonably expect that their prospects for early
- release on parole would be enhanced by the opportunity
- of annual hearings. For these prisoners, the amendment
- simply allows the Board to avoid the futility of going
- through the motions of reannouncing its denial of parole
- suitability on a yearly basis.
- Respondent suggests that there is some chance that
- the amendment might nevertheless produce an increased
- term of confinement for some prisoners who might
- experience a change of circumstances that could render
- them suitable for parole during the period between their
- hearings. Brief for Respondent 39. Respondent fails,
- however, to provide any support for his speculation that
- the multiple murderers and other prisoners subject to
- the amendment might experience an unanticipated
- change that is sufficiently monumental to alter their
- suitability for release on parole. Even if we assume the
- possibility of such a change, moreover, there is no
- reason to conclude that the amendment will have any
- effect on any prisoner's actual term of confinement, for
- the current record provides no basis for concluding that
- a prisoner who experiences a drastic change of circum-
- stances would be precluded from seeking an expedited
- hearing from the Board. Indeed, the California Supreme
- Court has suggested that under the circumstances
- hypothesized by respondent -the Board could advance
- the suitability hearing,- In re Jackson, 39 Cal. 3d, at
- 475, 703 P. 2d, at 107, and the California Department
- of Corrections indicates in its brief that the Board's
- -practice- is to -review for merit any communication
- from an inmate asking for an earlier suitability hear-
- ing,- Reply Brief for Petitioner 3, n. 1. If the Board's
- decision to postpone the hearing is subject to administra-
- tive appeal, the controlling regulations also seem to
- preserve the possibility of a belated appeal. See Tit. 15,
- Cal. Code of Regulations, 2050 (1994) (time limits for
- administrative appeals -are directory only and may be
- extended-). An expedited hearing by the Board-either
- on its own volition or pursuant to an order entered on
- an administrative appeal-would remove any possibility
- of harm even under the hypothetical circumstances
- suggested by respondent.
- Even if a prisoner were denied an expedited hearing,
- there is no reason to think that such postponement
- would extend any prisoner's actual period of confine-
- ment. According to the California Supreme Court, the
- possibility of immediate release after a finding of
- suitability for parole is largely -theoretica[l],- In re
- Jackson, 39 Cal. 3d, at 474, 703 P. 2d, at 106; in many
- cases, the prisoner's parole release date comes at least
- several years after a finding of suitability. To the
- extent that these cases are representative, it follows that
- -the `practical effect' of a hearing postponement is not
- significant.- Id., at 474, 703 P. 2d, at 106-107. This is
- because the Board is bound by statute to consider -any
- sentencing information relevant to the setting of parole
- release dates- with an eye toward establishing -uniform
- terms for offenses of similar gravity and magnitude in
- respect to their threat to the public.- Cal. Penal Code
- Ann. 3041(a) (West 1982). Under these standards, the
- fact that a prisoner had been -suitable- for parole prior
- to the date of the hearing certainly would be -relevant-
- to the Board's decision in setting an actual release date,
- and the Board retains the discretion to expedite the
- release date of such a prisoner. Thus, a prisoner who
- could show that he was -suitable- for parole two years
- prior to such a finding by the Board might well be
- entitled to secure a release date that reflects that fact.
- Such a prisoner's ultimate date of release would be
- entirely unaffected by the change in the timing of
- suitability hearings.
-
- IV
- Given these circumstances, we conclude that the
- California legislation at issue creates only the most
- speculative and attenuated risk of increasing the mea-
- sure of punishment attached to the covered crimes. The
- Ninth Circuit's judgment that the amendment violates
- the Ex Post Facto Clause is accordingly reversed.
-
- It is so ordered.
-